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an introduction to Freud
an
his theories
Freud, Sigmund
(1856 - 1939)
Freud developed the theory and practice of psycho-analysis,
one of the most influential schools of
psychology and psychotherapy of the twentieth century.
He established with his patients a
relationship which maximized information relevant
to the interpretation of their behaviour, and this
enabled him to find explanations of dreams, symptoms,
and many other phenomena not previously
related to desire. In consequence he was able radically
to extend our commonsense psychology of
motive.
On Freud's account the significance of everyday actions
is determined by motives which are far more
numerous and complex than people are aware, or than
commonsense understanding takes into
account. The most basic and constant motives which
influence our actions are unconscious, that is,
difficult to acknowledge or avow. Such motives are
residues of encounters with significant persons
and situations from the past, often reaching back
to early childhood; and they operate not to achieve
realistic satisfaction, but rather to secure a form
of pacification through representation, discussed
below. This understanding of the mind enabled Freud
to give psychological accounts of neurosis
and psychosis, and to explicate how the past gives
significance to the present in normal mental
functioning.
This entry sketches some of Freud's main hypotheses.
References to Freud (1958) are by volume
and page, and further information about italicized
terms can be found in Laplanche and Pontalis
(1973). Some of the main extensions and revisions
which later analysts have made to Freud's
hypotheses are described in PSYCHOANALYSIS, DOCTRINES.
1. Early life and research.
2. Collaboration with Breuer.
3. Investigation of sexual abuse.
4. Dreams and wishfulfilment.
5. Transference, childhood conflict, and sexuality.
6. Phantasy and primary process.
7. Psychology and the brain.
8. Psychic structure and function.
y9. Social psychology.
1. Early life
and research.
Freud was born in Freiburg, Moravia, in 1856, the
first son of the third wife of a travelling wool
merchant. In 1861, the year after Austria abolished
legal restrictions on Jews, the family settled in
Vienna, where Freud remained until the Nazi occupation.
As a student at the Medical School of the
University of Vienna he attended lectures by the
physiologist Ernst Bruke, which set out the
Darwinian and physicalistic approach to nature associated
with the school of Helmholtz. Shortly
afterwards Freud began research in Bruke's laboratory,
and within a year published the first of many
articles on the nervous system.
On becoming engaged Freud found that he could not
support a family through neurological research.
He prepared for medical practice at the General Hospital
of Vienna, working also in Meynert's
Institute of Cerebral Anatomy. His publications on
disorders of the nervous system led to an
appointment as Lecturer in Neuropathology, and in
1885 he was awarded funds to study in Paris
under Charcot (I, 5), whose work on hysteria included
the use of hypnosis for producing and
removing symptoms. Here Freud made his first characteristic
psychological observation, noting that
the regions of the body liable to hysterical paralysis
or anaesthesia did not correspond to real
functional demarcations. Hysteria, as it seemed,
knew nothing of anatomy (I, 49).
2. Collaboration
with Breuer.
Freud's psychoanalytic work was based on a discovery
by his seniorcolleague Joseph Breuer.
Breuer's patient Anna O., diagnosed as hysterical,
was an exceptionally intelligent and articulate
woman, who enquired with him into her symptoms in
great detail. They found that each symptom
had meaningful connections with significant but forgotten
events, related to feelings which she had
neither expressed nor mastered. When she recovered
these her symptoms were eased. Thus one
symptom was an aversion to drinking: despite 'tormenting
thirst', she would push away a glass of
water 'like someone suffering from hydrophobia' (II,
34). Under hypnosis she traced this to an
episode in which she had remained silent while a
companion let a dog, a 'horrid creature', drink
water from a glass. After reliving this and expressing
her disgust she drank without difficulty. Again, a
range of symptoms -- hallucinations, paralyses, and
disturbances of speech -- were similarly related
to experiences which had distressed her while she
nursed her father in his fatal illness; when she went
through these with Breuer the symptoms were relieved.
The research of Charcot and others had indicated
that hysterical symptoms could be understood in
psychological terms, and that they were sometimes
related to emotional trauma. Although Breuer's
patient relapsed before finally recovering, his observations
suggested two further more specific
hypotheses. First, that symptoms expressed memories
and feelings associated with significant
forgotten events; and secondly, that symptoms could
be relieved by a cathartic therapy, which
enabled patients to relive these events, thereby
working through feelings connected with them. So
Freud followed Breuer's example, and began questioning
his patients about their lives and feelings in
great detail. In this he abandoned hypnotism, and
for a time substituted a technique, derived from
Bernheim, of pressing patients to remember significant
events (II, 109ff). His experience
corroborated Breuer's sufficiently for them to publish
a series of case reports arguing that 'hysterics
suffer mainly from [unconscious] reminiscences' (II,
7).
3. Investigation
of sexual abuse.
As his research progressed, Freud found that an important
range of the memories connected with
symptoms were sexual, and went back in time. Under
the pressure of his technique, indeed, a
number of his patients recovered apparent memories
of sexual abuse from early childhood. And as
he pressed further, in a series of female patients,
the role of abuser was consistently assigned to the
father. (This experience has been repeated by a number
of therapists in the United States.) In
considering these scenes of seduction, however, Freud
finally concluded that while parental abuse
could be a factor in causing neurosis, it was not
as widespread as the readiness of patients to
recollect it might suggest. For, as he noted, there
seemed to be 'no indications of reality in the
unconscious', so that 'one cannot distinguish between
truth and [emotionally charged] fiction', where
this could include 'sexual fantasy [which] seizes
on the theme of the parents.' (I, 260; see also
Masson 1985, p. 265). Hence, it seemed, the primary
cause of symptoms might be found in activity
of the imagination.
These events also led Freud to change his therapeutic
technique. It had became apparent both that
he had to guard against effects of suggestion, and
also that the most relevant and reliable material
tended to emerge not when patients were pressed for
memories, but rather when they expressed
their thoughts and feelings spontaneously. So he
began asking his patients simply to communicate
each idea or thought which occurred to them as fully
as possible, and without regard to whether it
seemed significant, sensible, or morally acceptable.
This kind of immediate and unconstrained
self-description, which Freud called free association,
led both to the topics previously found
important by questioning, and to others not yet investigated.
Since this procedure maximized the data
relevant to understanding his patients, Freud made
it the fundamental rule of psychoanalytic
treatment.
4. Dreams and
wishfulfilment.
During this period Freud observed that dreams, like
symptoms, could be understood as related to
memories and motives which emerged in free association.
In investigating dreams, moreover, he
could make use of his own case. He thus began his
self-analysis, applying to himself the interpretive
techniques he applied to his patients. As this progressed,
Freud saw that his and Breuer's findings
about symptoms were better understood on the model
he was developing for dreams. In
consequence he was able to frame an account of both
dreams and symptoms which was relatively
simple and unified, and which he published in The
Interpretation of Dreams (IV, V). Further, as
he soon saw, this account could be extended to other
products of the mind, including slips and errors
(VI), jokes (VIII), and works of art (I, 263ff; IX).
Freud's discussion of dreams thus constituted a paradigm
by which he consolidated his first phase of
psychoanalytic research. We can see some main features
of this by considering the first dream he
analysed, his own dream of Irma's injection (IV,
106). In this dream Freud met Irma, a family friend
whose pains he had diagnosed as hysterical and treated
by analysis. He told her that if she still felt
pains, this was her own fault, for not accepting
his 'solution' to her problems. He became alarmed,
however, that he had failed to diagnose an organic
cause of her suffering, and this turned out to be
so. A senior colleague M examined Irma, and found
that she was organically ill. The cause of her
illness also became manifest: another of Freud's
colleagues, his family doctor Otto, had given her a
toxic injection. As the dream ended Freud censured
Otto firmly, saying that 'Injections of that kind
ought not to be made so thoughtlessly' and 'probably
the syringe had not been clean.'
On the surface this dream dealt with topics which
were unpleasant to Freud, such as the continued
suffering of a friend and patient, and the possibility
that he had misdiagnosed an organic illness, which
he described as 'a constant anxiety' to a doctor
offering psychological therapy. Freud's associations,
however, made clear that the dream represented these
things in a way which was actually in accord
with various of his desires or wishes. For Freud
remembered that the day before the dream he had
discussed Irma with Otto, who had recently visited
Irma's family. Otto had been called away to give
an injection while at Irma's, and had told Freud
that Irma was looking 'better, but not yet well'.
Freud imagined that he detected a professional reproof
in this remark, considered it thoughtless, and
felt vaguely annoyed. That night, in order to justify
his treatment of Irma, he had started to write up
her case to show to M, who was respected by both
himself and Otto, and who appeared in the
dream as diagnosing Irma's illness and realising
that it was Otto's fault. (Also, as it happened, Freud
had just had news indicating that another of his
female patients had been given a careless injection by
some other doctor, and had been contemplating how
safe his own practice with injections was.)
In considering this dream Freud noted that his desire
to justify himself in respect of Irma's case --
and in particular not to be responsible for her continued
suffering -- was apparent from the
beginning, in which he told Irma that her pains were
now her own fault. Also, he felt that his alarm at
her illness in the dream was not entirely genuine.
So, as he realised, it seemed that the
dream-situation, in which Irma was organically ill,
actually served to fulfil a wish on his account: for
as he undertook to treat only psychological complaints,
this would mean that despite what he had
taken Otto thoughtlessly to imply, he and his mode
of treatment could not be held responsible for
Irma's continued illness. This theme, moreover, seemed
carried further in the rest of the dream, in
which M found that Otto, not Freud, bore responsibility
for Irma's suffering. It thus emerged that the
dream could be seen as a deeply wishful response
to Otto's remark. For as the dream represented
matters, Freud bore no responsibility whatever for
Irma's condition. Rather, indeed, Otto was the
sole cause of her suffering; and this was the result
of Otto's thoughtless practice with injections, a
matter about which Freud himself, as he had been
considering, was particularly conscientious and
careful. The dream thus repaid what Freud felt to
be Otto's professional reproof with a charge of
serious malpractice on Otto's part. So Freud concluded
that the dream was a wishfulfilment, that
is, that it was caused by certain of his desires
(or irresponsible wishes derived from these desires)
and expressed these by representing them as fulfilled.
We can bring out the nature of Freud's proposal here
by contrasting the way his desire to be clear of
responsibility for Irma's suffering operated in his
dream as opposed to his intentional action.
Schematically, the role of a desire that P in intentional
action is to bring about (cause) a situation that
P, which both satisfies the desire and pacifies it,
that is, causes the desire to cease to operate. Action
on a desire that P (that one be cleared of responsibility)
should ideally satisfy the desire, that is,
should bring it about that P (that one is cleared
of responsibility). This, in turn, should cause one to
experience and believe that P (that one has been
cleared...); and this, perhaps acting together with
the satisfying situation, should pacify the desire
that P, so that it ceases to govern action. This is
roughly the sequence of results which Freud was seeking
to produce, in accord with standard
medical practice, in writing up Irma's case history
on the night of the dream to discuss with M, his
respected senior colleague. M would be able to offer
an independent and authoritative opinion on
Freud's treatment of Irma; so his judgement could
partly serve to put Freud, and his mode of
therapy, in the clear.
In Freud's dream the same motive was apparently also
at work, but in a quite different way. There it
produced no rational action, but rather gave rise
to a (dreamt) representation of a situation in which
Freud was cleared of responsibility, and by M. This
representation, moreover, was extravagantly
wishful -- Irma was made physically ill, Freud was
cleared in a great number of ways, Otto was
elaborately blamed, and so on. So we can contrast
the causal role of desire, as between intentional
action and what Freud called wishfulfilment, as follows.
In intentional action a desire that P serves to
bring about a situation that P, and this a (justified
and true) belief that P, so that the desire is pacified.
In Freudian wishfulfilment, by contrast, the desire
that P causes a wishful representation that P which,
although perhaps exaggerated and unrealistic, is
experience- or belief-like, so that it serves to pacify
the desire directly, at least temporarily. So in
rational action we find both the real satisfaction and
also the pacification of desire, with the latter
a rational and causal consequence of the former;
whereas in wishfulfilment we find only imaginary
satisfaction, and the pacification which is consequent
on this.
It seems intelligible that the mind (or brain) should
operate in accord with both these patterns, for in
both desire is ultimately pacified by the representation
of satisfaction. On reflection, indeed, the latter
pattern seems almost as familiar as the former. We
are aware that our response to a desire or lack is
often simply to imagine it satisfied; and this process
seems clearly to have other forms. Children, for
example, often pacify desires which arise from their
being small and immature by representing
themselves as various sorts of admired or impressive
figures in play. Also it seems clear that many
books, films, video games, etc., enable people to
imagine gratifying desires which they could not
(and often would not) otherwise satisfy. In such
cases we speak of make-believe, suspension of
disbelief, virtual reality, etc., thereby indicating
the way the kind of representation involved is
comparable to experience or belief in serving to
pacify desire.
These patterns of satisfaction and pacification,
in turn, play a double role in our understanding of
others. When we interpret what others say and do
we apply these patterns to explain their
behaviour; and insofar as we succeed in understanding
others in this way we support the patterns as
a kind of empirical generalization. While we recognise
that pacification consequent on genuine
satisfaction is deeper and more lasting than that
effected by representation alone, we also know that
human desire so far outruns opportunities for satisfaction
that pacification via imagination is common.
This is a view which psychoanalysis radically extends.
5. Transference,
childhood conflict, and sexuality.
Freud found that the motives expressed in dreams
and symptoms could be traced back into the past.
Also he noted that in the course of analysis his
patients were liable to experience towards himself
versions of motives and feelings which they had felt
towards earlier objects of love and hate, in
particular the parents. Freud called this phenomenon
transference. Thus a main symptom of his
patient the Rat Man (X, 153ff) was involuntarily
to imagine his father being punished, by being eaten
into from behind by hungry rats. This caused him
anxiety and depression, from which he protected
himself by the rituals of an obsessional neurosis.
He insisted that this symptom did not show
hostility towards his father, with whom he had been
the best of friends. He could not remember his
father having punished him; but as the treatment
progressed, he developed a fear that Freud would
punish him -- would beat him and throw him out because
of the dreadful things he said in his free
associations.
In discussing these matters with Freud the patient
went down to the end of the room, saying that he
did so from delicacy of feeling for Freud, to whom
he was saying such dreadful things. Freud
interpreted, however, that he had moved away because,
as he had previously been saying, he was
afraid that Freud would beat him. To this he responded
like 'a man in desperation and one who was
trying to save himself from blows of desperate violence;
he buried his head in his hands, rushed
away, covered his face with his arms, etc.' (X, 284).
He was reliving an episode from his childhood,
in which he had lain between his parents in bed and
urinated, and his father had beaten and thrown
him out. He thus recovered a buried image of his
father as a terrifying punishing figure in relation to
whom he felt helpless and hostile (X, 209). This
in turn made it possible to understand his involuntary
imaginings, in which his father suffered such cruel
punishments, as wishfulfilments fitting the same
pattern as Freud's dream above. Just as Freud's dream
could be seen as a wishful and extravagant
reversal of the feelings of responsibility prompted
by Otto's remark, so this patient's symptom of
imagining his father cruelly punished could be seen
as a wishful and extravagant reversal of his own
feelings as a punished child. But these childhood
feelings were re-experienced towards Freud in the
transference before being consciously remembered
as relating to his father.
The childhood motives revealed by analysis characteristically
included sensual love for one parent
combined with rivalry and jealous hatred for the
other, a constellation Freud called the Oedipus
Complex. It now appeared that little children were
liable to intense psychical conflict, as between
desires to harm or displace each parent, envied and
hated as a rival for the love of the other, and
desires to preserve and protect that same parent,
loved sensually and also as a caretaker, helper,
and model. Also children apparently attached great
emotional significance to their interactions with
their parents in such basics of disciplined and co-operative
activity as feeding and the expulsion and
management of waste. These activities also involved
the first use, and hence the first stimulation, of
bodily organs or zones -- particularly the mouth,
genitals, and anus -- which would later figure in the
emotionally significant activities of normal and
abnormal sexuality. Analysis indicated that the
feelings related to the early uses of these organs
had significant continuity with those aroused by their
later uses; and on this basis Freud framed an account
which systematically linked normal and
abnormal sexual phenomena in the development of the
individual (VII).
In normal development weaker and less acceptable
childhood feelings were subjected to a process
of repression, which removed them from conscious
thinking and planning, so that they could
achieve pacification only indirectly. Apart from
causing dreams or symptoms, such motives could
undergo a process of sublimation, whereby they provided
symbolic significance for everyday
activities, and could thus be pacified in the course
of them (IX, 187, 189). This achievement can be
illustrated by a relatively successful teacher and
writer, who had been surprised when one of his
pupils -- who had made a special effort to be taught
by him, and was trying hard to master his ideas
-- had unexpectedly offered to suck his penis. He
had not accepted this offer, but that night had
dreamed that a lamb had come to suck milk from his
finger.... On waking he realised that the
lamb represented the pupil who had come to imbibe
his ideas, and his milk-giving finger the penis his
pupil had wanted to suck. So the dream could be seen
as representing the fulfilment, in a more
acceptable and symbolic form, of a sexual wish which
had arisen on the day before.
The symbolism, however, went deeper, for the dreamer
also represented himself as a mother nursing
a child. In this he represented his finger/penis
in the role of a feeding breast, and his writing and
teaching as the production of milk as well as semen.
He thus represented himself as enjoying a
combination of feminine nurturance and masculine
potency which was impossible in real life, and his
desires for which had been repressed in early childhood.
Still, these same desires could to some
degree be pacified in his adult work, owing to the
symbolic significance which he attached to it. In
writing or teaching he could with some justice see
himself -- to use more familiar metaphors -- as
potent and seminal, and at the same time as giving
others food for thought.
6. Phantasy
and primary process.
Psychoanalysts now commonly describe the kind of
imaginative representational activity which
serves to pacify unconscious desire as phantasy.
Phantasies can be shown not only in dreams or
symptoms, but any form of activity which has representational
significance; and phantasies
characteristically realize the psychological mechanisms
and processes described in psychoanalytic
theory. Thus the phantasy of Freud's patient above
-- that Freud was about to give him a beating--
simultaneously implemented his transference onto
Freud of emotions originally felt towards his
father; the repression of his memory of an episode
in which his father had punished and terrified
him; and the projection into Freud his own desire
to punish, which was apparently related to the
episode with his father, and otherwise expressed
in his symptom of imagining his father punished.
Again, persons form permanent life-shaping phantasies
of themselves on the model of others, thereby
establishing identifications with those persons,
which process Freud took to be central to the
constitution of the self.
Freud held that the pattern of wishfulfilling representation,
in which a desire that P produces a
pacifying (and perhaps symbolic) representation that
P, marks a primary process in the pacification
of desire, whereas the pattern of intentional action,
in which a desire that P gives rise to a real action
or situation that P, marks a secondary process, to
be seen both as developing from the first and
occurring in the context of it. We can understand
this as the claim that present action
characteristically stands in a representational and
pacificatory relation to desires from the past. Thus
Freud's patient above consciously desired to go to
the end of the room partly in response to his
unconscious phantasy that Freud, representing his
father, was about to beat him; and the author who
dreamed of a sucking lamb consciously desired to
teach and write partly because these activities
unconsciously realized phantasies of taking the role
of a feeding mother. That is: a person acting in
the present may thereby be representing himself as
satisfying, and so may thereby now actually be
pacifying, desires which have remained unsatisfied
from early childhood.
This representational perspective on action also
yields a new account of the phenomenon of desire.
Frustrated desires, even those of infancy, are not
psychologically lost; rather they are continually
re-articulated through symbolism, so as to direct
action towards their representational pacification
throughout life. In this Freud provides both a radically
holistic account of the causation of action and
a naturalistic description of the generation of meaning
in life. New goals acquire significance as
representatives of the unremembered objects of our
earliest and most visceral passions; and the
depth of satisfaction we feel in present accomplishments
flows from their unacknowledged
pacification of unknown desires from the distant
past. Thus, paradoxically, significant desires can
remain forever flexible, renewable, and satisfiable
in their expressions, precisely because they are
immutable, frustrated, and unrelenting at the root.
7. Psychology
and the brain.
Freud's initial research was on the nervous system,
and in his Project for a Scientific Psychology
(I, 283ff) he sketched a version of physicalism --
an account of psychological processes as neural
processes -- which could accommodate his psychological
findings. He took the brain to operate by
transferring excitation through networks of neurons,
so that information was stored in the form of
facilitations or inhibitions of the interneural links.
Hence, as he put it, 'psychic acquisition generally',
including memory, would be 'represented by the differences
in the facilitations' of neural
connections. [I, 300] In this he anticipated the
contemporary conception of the brain as a
computational device whose 'knowledge is in the connections'
among neuronal processing units
[Rumelhardt et al 1988, 75], and also the associated
view of mental processes as forms of neural
activation, and mental states as dispositions to
these, or structures determining them. [See Glymour
1992; and also CONNECTIONISM]
In Freud's model the signalling of a bodily need
-- say for nutrition in an infant -- causes a
disequilibrium in neural excitation. This at first
results in crying and uncoordinated bodily movements,
which have at best a fleeting tendency to stabilise
it. Better and more lasting equilibration requires
satisfaction, e.g. by feeding; and this causes the
facilitation of the neural connections involved in the
satisfying events. The brain thus constantly lays
down neural records, or prototypes, of the
sequences of perceptions, internal changes, bodily
movements, and so on, involved in the restoration
of equilibrium by satisfaction. Then when disequilibrium
again occurs -- e.g. when the infant is again
hungry -- the input signals engage previously facilitated
pathways, so that the records of the best past
attempts to cope with comparable situations are naturally
reactivated. This, Freud hypothesised,
constitutes early wishfulfilment.
Freud thus identified the wishfulfilling pacification
of infantile proto-desire with a form of neural
prototype activation. [For a recent account of this
notion see Churchland 1995]. He took it that this
served to stabilize and organise the infant's responses
to need, by reproducing those previously
associated with satisfaction. Then as the infant
continued to lay down prototype upon prototype, the
original wishful stabilizations evolved towards a
system of thought, while also coming to govern a
growing range of behaviour, increasingly co-ordinated
to the securing of satisfaction. This, however,
required the brain to learn to delay the activation
of prototypes of past satisfactions until present
circumstances were perceptually appropriate -- that
is, to come into accord with what Freud called
the reality principle. This in turn depended upon
a tolerance of frustration, and the absence of a
satisfying object, which permitted reality testing,
and hence the binding of the neural connections
involved in the securing of satisfaction to perceptual
information about the object, and later to
rational thought. This benign development could,
however, be blighted, if frustration (or intolerance
of it) led to the overactivation of inappropriate
prototypes, and this to greater frustration. Such a
process could render the mind/brain increasingly
vulnerable to disequilibrium and delusion, and hence
increasingly reliant on wishfulfilling modes of stabilisation,
in a vicious circle constitutive of mental
illness.
8. Psychic
structure and function.
Freud allocated the task of fostering the sense of
reality to a hypothetical neural structure, or
functional part of the mind, which he called the
'das Ich', or the ego. (The literal meaning of Freud's
phrase is 'the I'; but the Latin pronoun used in
the English translation has now acquired a life of its
own.) In his final conceptualisations he linked this
structure with two others, the super-ego, which
judged or criticised the ego, and which included
the ego-ideal, representing the ideals or standards
by which the ego was judged; and the primitive 'it',
or id, the natural matrix of basic and potentially
conflicting instincts or drives -- that is, structures
which would yield basic emotions and motives for
action -- out of which these others developed (XXI,
3ff; XXIII, 144ff). His late discussions of these
notions are particularly difficult, partly because
they combine differing modes of explanation.
Overall the ego, super-ego, and id are neural systems
described in a functional way (XX, 194), that
is, in terms of the goals which their operation secures
and the information upon which they operate.
This kind of explanation has been refined in contemporary
cognitive science, in which distinct
functional units are often represented by boxes,
in a flow chart which describes the contribution of
each boxed unit to psychological functioning overall.
In his later work Freud sought to combine this
mode of explanation with the empirical claim that
the main functional systems of the human mind are
partly constituted by the mind's internalized representations
of significant persons in the environment,
particularly the parents. Hence the working of these
systems is partly felt, and can partly be
described, via the motives, feelings, or actions
of the imagos of persons which they embody.
Freud took the drives constituting the id as divisible
into two main categories: those which engender
motives which are creative and constructive, such
as affection, love, and care, which he called the
life instincts; and those which yield motives linked
to aggression, such as envy and hate, which he
called the destructive or death instincts. The sexual
drives (or motives), together with those aimed
at self-preservation, were among the life instincts
generally; but owing to their great plasticity they
were liable to be mixed with aggression, as in the
case of sadism, masochism, devaluation of the
object of love, etc. His final view was thus that
the primary conflicts in a person's life -- those which
necessitated repression and could become constitutive
of mental illness -- might involve sexuality, but
were ultimately to be seen as holding between impulses
to create or destroy.
On Freud's account the ego and super-ego develop
out of the id, mainly through the child's formative
identifications with others, particularly the parents.
The child ordinarily begins to advance towards
self-control by laying down prototypes of the parents,
in their role as regulators of socially significant
primitive bodily activities, particularly, as noted,
those involved in feeding and the elimination of
waste. These 'earliest parental imagos' (XXII, 54)
provide the basis of the super-ego. This
self-critical faculty embodies the child's aggression
in a projected form, and so tends to be far more
punitive than the actual parents. Hence it can be
a source of great anxiety or guilt, or even, in the
extreme, of suicide. (Compare the material in ó5
above, which might also be described as involving
projection of the patient's punitive superego.)
The child further constitutes its ego by identifying
with the parents as agents, that is, as desirers and
satisfiers of desire. A main step in normal development
is identification with the parent of the same
sex, which has the consequence that sexual (and other)
desires are rendered non-incestuous,
heterosexual, and reproductive. For this to occur,
however, the child must renounce the goal of
replacing the envied parent with that of becoming
like him or her. Hence the final establishment of the
ego and super-ego coincides with what Freud called
the dissolution of the Oedipus Complex.
9. Social Psychology.
Freud held that the cohesiveness of many groups results
from their members identifying with one
another by putting a common idealized figure (or
cause or creed) in the place of the ego-ideal
(XVIII, 67ff). Groups may likewise be identified
by the projection of their bad aspects -- and in
particular their own hostile and destructive motives
-- into some common locus, which thereby
becomes a focus of collective and legitimated hate.
This may be a particular figure, such as the devil,
or another family, race, or nation, the leaders of
which may also be denigrated or demonized.
People who identify themselves with the same idealized
object, or who represent a common object
as hateful, can thereby feel purified, unified, and
justified in co-operating in destructive activities
validated by common ideals. Identification by the
projection of good or bad aspects into a common
locus thus serves systematically to organize persons
into groups which represent themselves as
unrealistically good and others as unrealistically
bad; and this in turn allows aggressive and
destructive motives to be entertained and satisfied
with a minimum of indirectness and guilt. This
pattern of good us/bad them is shared by most participants
in the great variety of human conflicts
which it encourages. Where groups are organized on
this basis their rational disagreements tend to
be underlain and exaggerated by suspicions and hatreds
which can be seen to be irrational, but
which remain nonetheless intractable, insofar as
they are integral to group cohesion.
Ginny Watkins
Oct 1996
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