Russian Formalists
considered literature to be a special use of language. As such it was amenable
to analysis in and of itself. Peter Steiner considers Russian Formalism
to fall into three periods:
1.-the
machanical view of language;
2.-the
organic view - literature as organism of inter-related parts; and
3.-the
the systemic view - literature as a system, or organising principle.
Formalism began near the turn of the Century, emerging in the OPOYAZ group (Society for Poetic Language) as a break with the late romantic tradition of symbolism in literature and Futurism and a number of related movements in the visual arts.
The movement sought
a non-prescriptive criticism that was part of a more general move towards
making literature more accessable to the masses. Victor
Shklovsky introduced the idea of 'making strange'
in order to derail passive and uncritical reception of texts.
Shklovsky considered
the work of art to be the sum of the formal devices of which it is comprised,
thus abolishing the firm distinction between form and content. Later moves
to orient criticism towards structure as opposed to form avoided the suggestion
of form being something exterior to content.
Under this rubric,
form becomes merely the organisation of pre-aesthetic materials. Thus Shklovsky
differentiated between fabula (the fable) and syuzhet (plot) in terms of
the structuring of what is said.
Yurii Tynyanov emphasised the binary methodology favoured by the earlier formalists. Words, for Tynyanov were not essentially 'poetic' or 'prosaic' but rather were coloured by the formal textual context in which they were positioned.
Shklovsky, Tynyanov, Eikhenbaum and Tomashevsky considered the textual work in holistic terms as a complex unity of component parts. The parts were analysed in relation to each other. Those that stood out from the others were considered foregrounded. By establishing a 'scientific' critical practice, with the articulation of structural 'laws' then specific fields of literature could be related to other fields.
In 1928 Tynyanov,
with
Roman Jakobson
published the Theses on Language. These formed the basis for the
development of structuralism. These were:
1.-Literary
science had to have a firm theoretical basis and an accurate terminology.
2.-The
structural laws of a specific field of literature had to be established
before it was related to other fields.
3.-The
evolution of literature must be studied as a system. All evidence, whether
literary or non-literary must be analysed functionally.
4.-The
distinction between synchrony and diachrony was useful for the study of
literature as for language, uncovering systems at each separate stage of
development. But the history of systems is also a system; each synchronic
system has its own past and future as part of its structure. Therefore
the distinction should not be preserved beyond its usefulness.
A synchronic system is not a mere
agglomerate of contemporaneous phenomena catalogued. 'Systems' means hierarchical
organisation.
5.-The
distinction between langue and parole, taken from linguistics, deserves
to be developed for literature in order to reveal the principles underlying
the relationship between the individual utterance and a prevailing complex
of norms.
6.-The
analysis of the structural laws of literature should lead to the setting
up of a limited number of structural types and evolutionary laws governing
those types.
7.-The
discovery of the 'immananet laws' of a genre allows one to describe an
evolutionary step, but not to explain why this step has been taken by literature
and not another. Here the literary must be related to the relevant non-literary
facts to find further laws, a 'system of systems'. But still the immanent
laws of the individual work had to be enunciated first.
Vladimir Propp was influenced by the Formalists, and his work The Morphology of the Russian Folk Tale provided one of the defining studies of genre, and laid the foundations for French Structuralism, influencing particularly the work of Roland Barthes.
Another contemporary
figure, Mikhail Bakhtin,
was also influenced by if not directly linked with the Russian Formalists.
His contributions to the notion of dialogism and the notion of voice in
literary discourse emerged contemporaneously with considerations of sound
and rhythmic elements in Formalist analyses. Russian Formalism contributed
a number of things to literary theory, including:
1.-Placing
the study of the actual work at the centre of literary scholarship, rather
than looking for authorial biographical links or sociolgical influences,
which they considered as peripheral to the text.
2.-They
problematised the idea of 'literariness', and usefully addressed the 'form'
versus 'content' issue.
3.-They
viewed literary history and the eveolution of literary genres as as an
internal dynamic process.
4.-They
contributed a wealth of analytical techniques to stylistic analysis, including
sound patterns, metres and verse forms.
5.-They
provided analytical techniques for characterising a range of discursive
styles and different modes of story-telling.
Structural Formalism
continued for some time into the 1930s in the Prague Linguistic Circle.
Some of this group, including Roman Jakobson migrated to the US with the
emergence of Nazism. This group went on to influence the development of
New Criticism in the 1940s and 1950s.
In other directions,
the Bakhtin School combined elements of Formalism with Marxism. It was
formalist insofar as it was concerned with the linguistic structure of
literary texts, but was marxist in its comitment to the view that language
could not be separated from ideology. At the same time it resisted the
purely marxist turn insofar as it resisted the view that langauge arose
as a reflex of a material socio-economic substructure.
New Criticism Tends
to Emphasize:
1.-The
text as an autotelic artifact, something complete with in itself, written
for its own sake, unified in its form and not dependent on its relation
to the author's life or intent, history, or anything else.
2.-The
formal and technical properties of work of art.
New Critical Assumptions:
1.-The
critic's job is to help us appreciate the technique and form of art and
the mastery of the artist.
2.-That
the "Western tradition" is an unbroken, internally consistent set of artistic
conventions and traditions going back to ancient Greece and continuing
up to this day, and that good art participates in and extends these traditions.
Similarly, criticism's job is to uphold these traditions and protect them
from encroachments from commercialism, political posturing, and vulgarity.
3.-That
there are a finite number of good texts (a notion now often tied to "the
canon" of texts traditionally taught). The closer that a text comes to
achieving an ideal unity, where each element contributes to an overall
effect, the more worthy it is of discussion.
4.-Studying
literature is an intrinsically edifying process. It hones the sensibilities
and discrimination of students and sets them apart from the unreflective
masses.
5.-That
"cream rises," and works of genius will eventually be "vindicated by posterity."
6.-That
there is a firm and fast distinction between "high" art and popular art.
7.-That
good art reflects unchanging, universal human issues, experiences, and
values.
8.-Technical
definitions and analyses are vital to understanding literature. The text's
relationship to a world that extends beyond it is of little interest.
Critics Associated With It: John Crowe Ransom, Allen Tate, Robert Penn Warren, and Cleanth Brooks. New Critics also frequently looked to the work and criticism of T.S. Eliot and the essays of Matthew Arnold for inspiration.
Criticisms Sometimes
Made of New Criticism:
1.-That
it's emphases on technique, unity of effect, and the autotelic status of
art works best on the lyric poem, but has problems with larger, more historically
recent forms like the novel.
2.-That
it makes the Western tradition out to be more unified than it is by ignoring
diversity and contradictory forces within it, and more monadic than it
is by ignoring the exchange between non-western and western cultures (Aristotle,
for instance, central to new critical concepts, was introduced to medieval
Europe via the Islamic world).
3.-That
artistic standards of value are variable and posterity is fickle. Particular
pieces of art are viewed as important because they do important cultural
work, represent values that segments of the culture (say editors and English
professors) believe are of vital import, or help us understand our history.
4.-That
the values New Critics celebrated were neither unchanging nor universal,
but instead reflected their own, historically and experientially specific
concerns, values and ambitions.
5.-That
context is just as important as form to understanding a work of art.
Compiled by Estefania Sanz Esteve
Academic year 1998/1999
28 May 1999
© a.r.e.a./Dr. Vicente Forés
López
© Estefania Sanz Esteve
Universitat de València
Press