George Orwell was a quiet, decent Englishman
who passionately hated two things: inequality and political lying. Out
of his hatred of inequality came a desire for a society in which class
privileges would not exist. This to him was "democratic socialism." His
hatred of political lying and his support for socialism led him to denounce
the political lie that what was going on in the Soviet Union had anything
to do with socialism. As long as people equated the Soviet Union with socialism,
he felt, no one could appreciate what democratic socialism might be like.
And so, he says, he "thought of exposing the
Soviet myth in a story that could be easily understood by almost anyone
and which could be easily translated into other languages." That story
was Animal Farm, and it has been translated into many other languages.
Understanding Orwell's political convictions--and how they developed--will
greatly enrich your reading of Animal Farm.
He was born Eric Blair--he took the name George
Orwell many years later--in 1903, in India. His father was an important
British civil servant in that country, which was then part of the British
Empire. He retired on a modest pension and moved back to England a few
years after Eric was born. Thus the family was part of the "lower upper-middle-classes,"
as Orwell was to say: people in the English upper classes who weren't rich,
but who felt they should live as the upper classes traditionally did. That's
why, when Eric was eight, the Blairs sent him away to boarding school to
prepare for Eton, an exclusive prep school. Eric had a scholarship, and
yet his father still ended up spending almost a quarter of his pension
to send his son to that boarding school! From his parents' point of view,
the sacrifice paid off: Eric won a scholarship to Eton. From the boy's
point of view, it meant that in a ferociously snobbish, class-conscious
world, he twice had the humiliating experience of being the poorest boy
in the school. "In a world where the prime necessities were money, titled
relatives, athleticism, tailor-made clothes... I was no good," he wrote
years later, in a powerful essay on his school experiences called "Such,
Such Were the Joys." In his first school, he was repeatedly beaten with
a cane for being "no good" in various ways. And he was made to feel ashamed
for "living off the bounty" of the headmaster-owner, that is, for having
a scholarship. From the age of eight to eighteen, the boy learned a lot
about inequality and oppression in British schools.
He graduated from Eton at eighteen, near the
bottom of his class. There was no chance of a scholarship to Oxford, so
Eric followed in his father's footsteps and passed the Empire's Civil Service
Examination. As a member of the Imperial Police in British-ruled Burma,
he was to see inequality and oppression from another point of view--from
the top. The fact that he was a part of that top intensified the feelings
of distance and anger that he already had toward his own class. After five
years in Burma he resigned.
When he came back to Europe in 1927, he lived
for more than a year in Paris, writing novels and short stories that nobody
published. When his money ran out, he had to find work as a teacher, a
private tutor, and even as a dishwasher. He was poor--but of his own choice.
His family could have sent him the money to get back to England and find
a better job than dishwashing in a Paris hotel. Perhaps he was too proud
to ask for help. But there was another, deeper reason: he felt guilty for
the job he had done in Burma--for having been part of an oppressive government.
He saw his years of poverty as punishment--and as a way to understand the
problems of the oppressed and helpless by becoming one of them.
By 1933 he had come up from the bottom enough
to write a book about it: Down and Out in Paris and London. Probably to
save his family embarrassment, Eric asked that the book be published under
a pen name. He suggested a few to his publisher. One of them was the name
of a river he loved: Orwell. The next year, "George Orwell" published Burmese
Days, a sad, angry novel about his experiences there. Two more novels followed.
In 1936 came another significant experience
in Orwell's life. His publisher sent him to the English coal-mining country
to write about it. Here he again saw poverty close up--not the "picturesque"
poverty of Paris streets and English tramps, but the dreary poverty of
tough men killing themselves in the dark mines day after day, or--worse
still--hungry and out of work. He wrote a powerful piece of first-hand
reporting about what he saw there: The Road to Wigan Pier.
Afterwards, Orwell described himself as "pro-Socialist,"
yet he was often bitterly critical of British socialists. To refuse to
"join" his own side, to insist instead on telling the unpleasant truth
as he saw it, was to become an Orwell trademark.
In 1937, however, Orwell did join a side he
believed in, and it almost cost him his life: he volunteered to fight for
the Republic in the Spanish Civil War.
Fascism was rising in Europe: Mussolini had
taken power in Italy, Hitler in Germany. In Spain, where a shaky democratic
Republic had recently been born, a socialist government was elected, promising
land reform, voting reform, and separation of Church and State. A group
of right-wing generals led by Francisco Franco revolted against the Republic
with their armies. The government was forced to arm factory workers to
defend itself against the armies--and a long, bloody civil war began.
Three experiences were crucial for Orwell
in the Spanish Civil War. The first was what he saw when he got there.
In Barcelona, Orwell found an exhilarating atmosphere of "comradeship and
respect," everyone addressing each other as "comrade," treating each other
as equals. The same thing was true, he said, of the militia group he joined.
Orwell believed he was seeing the success of socialism in action.
The second thing that marked Orwell was what
happened to his fellow fighters. They were jailed and shot--not by Franco,
but by their own "comrades," Communist-dominated elements of the same Republican
government they were fighting for! The Communists disagreed with some of
the views of the militia group Orwell belonged to; they suspected the men
of being disloyal to Communist ideas. Luckily for Orwell, he was not rounded
up with his fellow soldiers. He had been shot through the throat on the
front lines and was shipped back to England for treatment.
The third experience that would stay with
Orwell for the rest of his life was what happened when he returned to England
and reported what he had seen. None of the socialists wanted to hear it;
nobody believed it. He was an eyewitness? No matter. It was not the right
time to say something that might hurt the Republican side.
So Orwell had seen the socialist ideal in
action, and he had seen it crushed--not by its natural enemies on the Right,
but by Communists on the Left. And he had seen the infuriating incapacity
of the Left, even the non-Communist Left, to accept that truth. All of
this was very much on his mind when, in the middle of World War II, he
resigned his job on the BBC (the Army wouldn't take him because of his
bad lungs) and began writing Animal Farm, in November 1943.
Once again it looked like the wrong time for
a story to "expose the Soviet myth." The Soviet Union was Britain's ally
in the war against Nazi Germany. And in fact four publishers would turn
down Animal Farm. But what was "the Soviet myth"? Why did enlightened,
humane people not want to believe ill of the Soviet Union? To see what
Animal Farm is about, we must look at what happened in Russia, and what
it meant for people who were in many ways Orwell's political friends.