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Author: Cameron B Clark
Year: 1997
The new American
edition of the novel A Clockwork Orange features a final chapter that was
omitted from the original American edition against the author’s preference.
Anthony Burgess, the novel’s author, provided for the new edition an introduction
to explain not only the significance of the twenty-first chapter but also
the purpose of the entire book which was the fundamental importance of
moral choice. Burgess states that the twenty-first chapter was intended
to show the maturation or moral progress of the youthful protagonist, Alex.
The omission of the twenty-first chapter resulted, according to Burgess,
in the reduction of the novel from fiction to fable, something untrue to
life. Human beings change, and Burgess wanted his protagonist to mature
rather than stay in adolescent aggression. The twenty-first chapter shows
this change, and the chapter is important because it includes Alex’s mature
assessment of his own adolescence and shows the importance of maturity
to moral freedom which is Burgess’s main point. Burgess has presented his
definition of moral freedom in both his introduction and in his novel.
This definition
will be discussed and it will be shown how Burgess relates it to three
kinds of clockwork oranges.
*Burgess’s
definition of moral freedom as the ability to perform both good and evil
is presented by implication in his discussion of the first kind of clockwork
orange. In his introduction, he states that if one "can only perform good
or only perform evil, then he is a clockwork orange - meaning that he has
the appearance of an organism lovely with colour and juice but is in fact
only a clockwork toy to be wound up by God or the Devil or (since this
is increasingly replacing both) the Almighty State." Burgess goes on to
say, "It is as inhuman to be totally good as it is to be totally evil.
The important thing is moral choice. Evil has to exist
along with good,
in order that moral choice may operate." This hypothetical type of clockwork
orange nowhere appears in the novel because Alex is neither totally good
nor totally evil but a mixture of both. This remains true even after Alex’s
conditioning by the Government. It is true that the Government tries to
make Alex totally good through conditioning; however, since it is a coerced
goodness, against Alex’s will, total goodness is not achieved.
Burgess is correct
when he states that evil has to exist along with good in order that moral
choice may operate. He is not correct, however, when he states that it
is inhuman to be totally good. He does not consider the possibility of
totally good human beings that consistently choose good, either morally
or amorally. One can have a perfectly good environment such as Heaven or
the Garden of Eden where evil is only a possibility awaiting actualization
by the free choice of totally good beings such as Lucifer the archangel
or Adam the first man. Good beings may cause evil, and moral freedom only
requires that one knows a possibility is evil before one chooses it. Only
then can moral guilt be valid. If beings can only choose good or only choose
evil, then they do not have moral freedom and the concepts of reward and
punishment do not apply. Burgess calls such beings ‘clockwork oranges’
and says that they would be inhuman. Personally, I wouldn’t use the word
‘inhuman’. I prefer the word ‘amoral’ and believe that it is possible to
have amoral humans who are still free. Such humans would not be clockwork
toys that have no free choices. They would be created beings with plenty
of free choices but no moral ones. In other words, the ability to do evil
is missing or removed. All choices would be amoral. Such, I believe, will
be the state of those humans who
enter Heaven. There
will be no sin and suffering in the future Heaven because I think that
God will remove the possibility of sin and suffering. Only amoral good
will be possible. This is a personal opinion which I think the Christian
scriptures allow.
*Although Burgess considers one kind of clockwork orange inhuman, he does allow for another kind of clockwork orange that is human. Burgess’s little Alex is a clockwork orange until he reaches maturity in the twenty-first chapter. Stanley Hyman, a literary critic, provided an afterword for the original American edition of A Clockwork Orange. In it he states that "Alex always was a clockwork orange, a machine for mechanical violence far below the level of choice...". One must remember that this afterword was written for an edition in which the important twenty-first chapter was missing. In that chapter, Alex himself states:
Youth must go, ah yes. But youth is only being in a way like it might be an animal. No, it is not just like being an animal so much as being like one of these malenky toys you viddy being sold in the streets, like little chellovecks made out of tin and with a spring inside and then a winding handle on the outside and you wind it up grr grr grr and off it itties, like walking, O my brothers. But it itties in a straight line and bangs straight into things bang bang and it cannot help what it is doing. Being young is like being like one of these malenky machines.
Alex goes on to apply this condition to his own hypothetical son and says that even if he explained this condition to him, he wouldn’t understand or want to understand. He would probably end up killing somebody and Alex wouldn’t be able to stop him any more than he would be able to stop his own son. And this repetition of youthful, clockwork aggression would continue until the end of the world. This repetition is compared to someone, like God, continuously turning an orange in his hands. Also, for the perceptive reader, it is compared to the repetition of the phrase "what’s it going to be then, eh?" which begins the first chapter of each part until Alex states his intention of finding a wife to mother his son which is "like a new chapter beginning". He then concludes, "That’s what it’s going to be then, brothers, as I come to the like end of this tale." Alex grows up and becomes morally responsible. He is no longer a human clockwork orange.
Alex was also a clockwork
orange after being conditioned in prison. In other words, he was a clockwork
orange in two different senses at the same time. But this conditioning
will be addressed later, after we examine the state of his being a clockwork
orange by nature. Alex’s adolescent state was not a case of total evil
which Burgess calls an inhuman type of clockwork orange. Immature Alex
was a mixture of good and evil possibilities with evil taking the upper
hand. He liked the good of classical music even if he associated it with
the evils of violence. What made Alex a type of clockwork orange was his
lack of a moral sense of obligation that made him "bang straight into things"
as he put it. Burgess defines this lack of moral obligation in Part One,
Chapter Four, where Alex says he does evil because he likes it just as
some people do good because
they like it. According
to Alex, what causes good or evil is desire. There is no sense of moral
obligation or the possibility of moral guilt hovering over Alex when he
chooses evil. He chooses evil because he likes it, nothing more. Instead
of choosing good by a sense of moral obligation, his behavior is conditioned
by his desires and in that sense he is a clockwork orange. One understandable
complaint that may be raised against the novel is the fact that Alex appears
to know that what he is doing is evil because he says so. He associates
himself with the ‘bad shop’. So how can it be said that he lacks a sense
of moral obligation and, therefore, lacks moral freedom? The only answer
I can give is that maybe the immature Alex had no personal sense of obligation
even if he knew that his behavior was called ‘bad’ or ‘evil’ by his society.
This interpretation would save Burgess from an apparent contradiction by
having Alex associate his youth with a wind-up toy which is the opposite
of moral freedom.
But this interpretation
is weak because Alex’s sarcasm throughout the novel implies that he really
believes that some of his behavior is evil and he occasionally feigns sincerity
to social authorities in order to better his condition. Also, Alex appears
on occasion to sincerely protest the evil of others and on one occasion
even calls his conditioning against classical music a "sin". So, one is
left with what appears to be a contradiction and the twenty-first chapter
does not seem to resolve it. Perhaps a deeper analysis of this novel will.
The adolescent Alex
was operating under what Burgess in his introduction calls ‘Original Sin’.
Original sin is the natural and repetitive violence that occurs under the
providence of God and will continue until the end of the world, as the
mature Alex points out. The term ‘Original Sin’ is theological and refers
to Adam’s first sin and its effects as inherited from his descendants.
The doctrine states
that everyone inherits a sinful nature and physical death as a result of
Adam’s sin. There are differences of opinion among Christians as to whether
Adam’s guilt was also imputed to his descendants. Those who follow the
tradition of John Calvin (1509 - 1564) hold that all are guilty with Adam
for their sinful natures. On the other hand, those who follow the tradition
of Jacobus (or James) Arminius (1560 - 1609) hold that a sinful nature
and physical death are inherited from Adam but guilt occurs only from a
personal choice to sin which is possible only after one reaches an age
of moral accountability.
There is a third tradition, following Pelagius (360 - 420), that denys original sin altogether. This tradition is referenced in Burgess’s introduction when he mentions his own "Pelagian unwillingness to accept that a human being could be a model of unregenerable evil". This reference is a bit misleading because Burgess seems to agree with the idea of original sin shared by both Reformed Calvinists and Arminians and is merely disagreeing with the idea of unregenerable evil. Aside from the question of guilt, both Calvinists and Arminians agree that all humans inherit a sinful nature that is played out automatically in youth until the time when maturity brings moral perception which does not remove original sin but at least checks it. One thing that is debatable is when youths in general become morally perceptive. Burgess seems to say that it occurs at around eighteen years of age, the time when Alex starts reflecting and changing his ways in chapter twenty-one. But irregardless of the age, the point is that it does occur and naturally so. It is not something that is freely chosen. Moral freedom is possible only after moral perception is given by God. Only God, not humans, can create moral freedom.
*The
third type of clockwork orange is the one which Alex undergoes when he
is conditioned by the Government against certain desires for violence and
classical music. This type of clockwork orange is easily confused with
the one previously discussed because of differing definitions of moral
freedom. Some think that doing what you desire is moral freedom whereas
others, like myself, think that doing what you know you ought to do is
moral freedom. Desires can be good or evil, so the difference is between
doing what you feel verses doing what you know is right or wrong. I reject
the Reformed Calvinist position which holds that the will always chooses
according to its strongest inclination at the moment. I believe that the
will can reject its
strongest inclination
if it knows that it is wrong. Only then is one morally free. To be moved
by nothing but desires is to be a clockwork orange as Alex was before he
became morally responsible.
Alex’s conditioning
against his desires is a violation not of his moral freedom, which he supposedly
doesn’t have yet, but of his circumstantial freedom. Mortimer J. Adler,
a contemporary American philosopher, in his Philosophical Dictionary, distinguishes
three fundamental types of freedom. One type is circumstantial freedom.
This is the freedom to do as one pleases. Alex loses his ability to do
certain things he wants to do because he is conditioned to feel physically
sick whenever certain things are desired.
What makes this
type of clockwork orange so interesting and controversial is the fact that
circumstantial freedom is the type of freedom that the Government restricts
whenever it locks up somebody for breaking the law. Prisons are intended
to restrict circumstantial freedom so that murderers and rapists, for example,
can’t murder and rape any more. But, as the novel shows, this is no guarantee
against "crime in the midst of punishment". A man is murdered in prison.
So, the Government in the novel moves this restriction of circumstantial
freedom from the physical to the psychological realm by the use of conditioning.
Alex becomes a walking prison! He is conditioned by physical sickness to
refrain from fulfilling the evil desires he wants to fulfill.
The Government’s move from the physical to the psychological realm raises the question of whether moral freedom, which occurs in the psychological realm, can be removed. This question is valid even without considering whether youthful Alex, before his conditioning, had moral freedom or not. The novel’s prison chaplain, and possibly Burgess also, was terribly worried that such conditioning could remove the possibility of moral choice. I, however, do not think it can. Moral pain (felt guilt) is different than physical pain. Alex, apparently, didn’t feel any moral pain when he indulged in ultra-violence. But even if he had, such guilt would not be strong enough to stop him from performing acts of violence. On the other hand, his conditioning, based on physical pain, did stop him from performing acts of violence. My contention is that moral freedom could co-exist with the conditioning because moral freedom does not require physical performance as much as mental assent, even if the mental assent results in physical sickness. Also, since only God can give moral freedom, only he can remove it.
None of the previous
observations, however, should be taken as consenting to psychological or
behavioural conditioning. The intent was only to emphasize the difference
between moral and circumstantial freedom. The moral protest to such conditioning
is based on the fact that no human has the right to say who should be conditioned
and who shouldn’t as if some humans (like Doctors Brodsky and Branom in
the novel) are morally perfect. As Alex points out, the ones who made the
films he had to watch are just as bad, if not more so, than the criminals
performing the gruesome acts in the films. Why should he have to be sick
when watching those films when Brodsky and others sit around and say how
excellent the whole thing is. This, I believe, is the novel’s most powerful
point. It basically states that there are no morally perfect humans since
original sin infects everybody and willful sin is still possible. Human
governments cannot make individuals morally perfect (‘a true Christian’
as Dr. Brodsky said) so they shouldn’t try. Attempts to do so will only
result in a conditioned type of clockwork orange, a coerced goodness, and
not a natural or chosen one. It is the mutual responsibility of God and
the individual to reach moral perfection; the one giving moral freedom
and removing original sin and the other rightly exercising that freedom
to include acceptance of God’s
forgiveness for
willful sin.