Roland Barthes


    The formal description of sets of words beyond the level of the sentence (what we call for convenience discourse) is not a modern development: from Gorgias to the nineteenth century, it was the special concern of traditional rhetoric. Recent developments in the science of language have nonetheless endowed it with a new timeliness and new methods of analysis: a linguistic description of discourse can perhaps already be envisaged at this stage; because of its bearings on literary analysis (whose importance in education is well known) it is one of the first assignments for semiology to undertake.

This second level of linguistics, which must look for the universals of discourse (if they exist) under the form of units and general rules of combination, must at the same time obviously give an answer to the question whether structural analysis is justified in retaining the traditional typology of discourses; whether it is fully legitimate to make a constant opposition between the discourses of poetry and the novel, the fictional narrative and the historical narrative. It is the last point which gives rise to the reflections set down here. Does the narration of past events, which, in our culture from the time of the Greeks onwards, has generally been subject to the sanction of historical 'science', bound to the unbending standard of the 'real', and justified by the principles of 'rational' exposition - does this form of narration really differ, in some specific trait, in some indubitably distinctive feature, from imaginary narration, as we find it in the epic, the novel, and the drama? And if this trait or feature exists, then in what level of the historical statement must it be placed? In order to suggest a reply to this question, we shall here be looking, in a free and far from exhaustive fashion, at the discourse of a number of great classic historians: Herodotus, Machiavelli, Bossuet and Michelet.

        SIGNIFICATION

For History not to signify, discourse must be confined to a pure, unstructured series of notations. This is the case with chronologies and annals (in the pure sense of the term). In the fully formed (or, as we say, 'clothed') historical discourse, the facts related function inevitably either as indices, or as core elements whose very succession has in itself an indexical value. Even if the facts happen to be presented in an anarchic fashion, they still signify anarchy and to that extent conjure up a certain negative idea of human history.

The signifieds of historical discourse can occupy at least two different levels. First of all, there is the level which is inherent to the matter of the historical statement. Here we would cite all the meanings which the historian, of his own accord, gives to the facts which he relates (the motley costumes of the fifteenth century for Michelet, the importance of certain conflicts for Thucydides). Into this category also fall the moral or political 'lessons' which the narrator extracts from certain episodes (in Machiavelli, or Bossuet). If the lesson is being drawn all the time, then we reach a second level, which is that of the signified transcending the whole historical discourse, and transmitted through the thematic of the historian - which we can thus justifiably identify as the form of the signified. So we might say that the very imperfection of the narrative structure in Herodotus (the product of a number of series of facts without conclusion) refers in the last instance to a certain philosophy of history, which is the submission of the world of men to the workings of the divine law. In the same way in Michelet, we can find that particular signifieds have been structured very strongly, and articulated in the form of oppositions (antitheses on the level of the signifier), in order to establish the ultimate meaning of a Manichean philosophy of life and death. In the historical discourse of our civilization, the process of signification is always aimed at 'filling out' the meaning of History. The historian is not so much a collector of facts as a collector and relater of signifiers; that is to say, he organizes them with the purpose of establishing positive meaning and filling the vacuum of pure, meaningless series.

As we can see, simply from looking at its structure and without having to invoke the substance of its content, historical discourse is in its essence a form of ideological elaboration, or to put it more precisely, an imaginary elaboration, if we can take the imaginary to be the language through which the utterer of a discourse (a purely linguistic entity) 'fills out' the place of subject of the utterance (a psychological or ideological entity). We can appreciate as a result why it is that the notion of a historical ' fact' has often aroused a certain degree of suspicion in various quarters. Nietzsche said in his time: 'There are no facts in themselves. It is always necessary to begin by introducing a meaning in order that there can be a fact.' From the moment that language is involved (and when is it not involved?), the fact can only be defined in a tautological fashion: what is noted derives from the notable, but the notable is only - from Herodotus onwards, when the word lost its accepted mythic meaning what is worthy of recollection, that is to say, worthy of being noted. thus arrive at the paradox which governs the entire question of the distinctiveness of historical discourse (in relation to other types discourse). The fact can only have a linguistic existence, as a term in a discourse, and yet it is exactly as if this existence were merely the 'copy', purely and simply, of another existence situated in the extra structural domain of the 'real'. This type of discourse is doubtless the only type in which the referent is aimed for as something external the discourse, without it ever being possible to attain it outside the discourse. We should therefore ask ourselves in a more searching way what place the 'real' plays in the structure of the discourse.

Historical discourse takes for granted, so to speak, a double operation which is very crafty. At one point (this break-down is of course only metaphorical) the referent is detached from the discourse, becomes external to it, its founding and governing principle: this is the point of the res gestae, when the discourse offers itself quite simply as historia rerum gestarum. But at a second point, it is the signified itself which forced out and becomes confused with the referent; the referent enters into a direct relation with the signifier, and the discourse, solely charged with expressing the real, believes itself authorized to dispense with the fundamental term in imaginary structures, which is the signified. As with any discourse which lays claim to 'realism', historical discourse on admits to knowing a semantic schema with two terms, the referent and the signifier; the (illusory) confusion of referent and signified is, as know, the hallmark of auto-referential discourses like the performative. We could say that historical discourse is a fudged up performative, which what appears as statement (and description) is in fact no more than the signifier of the speech act as an act of authority.

In other words, in 'objective' history, the 'real' is never more than an unformulated signified, sheltering behind the apparently all-powerful referent. This situation characterizes what we might call the realistic effect. The signified is eliminated from the 'objective' discourse, and ostensibly allows the 'real' and its expression to come together, and this succeeds in establishing a new meaning, on the infallible principle already stated that any deficiency of elements in a system is in its' significant. This new meaning - which extends to the whole of historical discourse and is its ultimately distinctive property - is the real in itself surreptitiously transformed into a sheepish signified. Historical discourse does not follow the real, it can do no more than signify the real, constantly repeating that it happened, without this assertion amounting to anything but the signified 'other side' of the whole process of historical narration.

The prestige attached to it happened has important ramifications which are themselves worthy of historical investigation. Our civilization has a taste for the realistic effect, as can be seen in the development of specific genres like the realist novel, the private diary, documentary literature, news items, historical museums, exhibitions of old objects and especially in the massive development of photography, whose sole distinctive trait (by comparison with drawing) is precisely that it signifies that the event represented has really taken place. When the relic is secularized, it loses its sacred character, all except for that very sacredness which is attached to the enigma of what has been, is no longer, and yet offers itself for reading as the present sign of a dead thing. By contrast, the profanation of relics is in fact a destruction of the real itself, which derives from the intuition that the real is never any more than a meaning, which can be revoked when history requires it and demands a thorough subversion of the very foundations of civilized society.

History's refusal to assume the real as signified (or again, to detach the referent from its mere assertion) led it, as we understand, at the privileged point when it attempted to form itself into a genre in the nineteenth century, to see in the 'pure and simple' relation of the facts the best proof of those facts, and to institute narration as the privileged signifier of the real. Augustin Thierry became the theoretician of this narrative style of history, which draws its 'truth' from the careful attention to narration, the architecture of articulations and the abundance of expanded elements (known, in this case, as 'concrete details').So the circle of paradox is complete. Narrative structure, which was originally developed within the cauldron of fiction (in myths and the first epics) becomes at once the sign and the proof of reality. In this connection, we can also understand how the relative lack of prominence (if not complete disappearance) of narration in the historical science of the present day, which seeks to talk of structures and not of chronologies, implies much more than a mere change in schools of thought. Historical narration is dying because the sign of History from now on is no longer the real, but the intelligible.
 
 
 

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