The Epistemology of
Qualitative Research
Howard S. Becker
[From Richard Jessor, Anne Colby,
and Richard Schweder, eds., Essays on Ethnography
and Human Development (
"Qualitative" and "Quantitative"
It
is rhetorically unavoidable, discussing epistemological questions in social
science, to compare "qualitative" and "ethnographic"
methods with those which are "quantitative" and "survey":
to compare, imaginatively, a field study conducted in a community or
organization with a survey of that same community or organization undertaken
with questionnaires, self-administered or put to people by interviewers who see
them once, armed with a printed form to be filled out. The very theme of this
conference assumed such a division.
Supposing
that the two ways of working are based on different epistemological foundations
and justifications leads to asking the question posed to me by the conference's
organizers: "What's the epistemology of qualitative research?" To me,
it's an odd question. I'm an intellectual descendant of Robert E. Park, the
founder of what has come to be called the
How
so? Both kinds of research try to see how society works, to describe social
reality, to answer specific questions about specific instances of social
reality. Some social scientists are interested in very general descriptions, in
the form of laws about whole classes of phenomena. Others are more interested
in understanding specific cases, how those general statements worked out in
this case. But there's a lot of overlap.
The
two styles of work do place differing emphasis on the understanding of specific
historical or ethnographic cases as opposed to general laws of social
interaction. But the two styles also imply one another. Every analysis of a
case rests, explicitly or implicitly, on some general laws, and every general
law supposes that the investigation of particular cases would show that law at
work. Despite the differing emphases, it all ends up with the same sort of
understanding, doesn't it?
That
kind of ecumenicism clearly won't do, because the
issue does not go away. To point to a familiar example, although educational
researchers have done perfectly good research in the qualitative style for at
least sixty years, they still hold periodic conferences and discussions, like
this one, to discuss whether or not it's legitimate and, if it is, why it is.
Surely there must be some real epistemological difference between the methods
that accounts for this continuing inability to settle the question.
Some Thoughts About Epistemology
Let's
first step back, and ask about epistemology as a discipline. How does it see
its job? What kinds of questions does it raise? Like many other philosophical
disciplines, epistemology has characteristically concerned itself with "oughts" rather than "is's,"
and settled its questions by reasoning from first principles rather than by
empirical investigation. Empirical disciplines, in contrast, have concerned
themselves with how things work rather than what they ought to be, and settled
their questions empirically.
Some
topics of philosophical discussion have turned into areas of empirical inquiry.
Scholars once studied biology and physics by reading Aristotle. Politics,
another area philosophers once controlled, was likewise an inquiry in which
scholars settled questions by reasoning rather than by investigation. We can
see some areas of philosophy, among them epistemology, going through this
transformation now, giving up preaching about how things should be done and
settling for seeing how they are in fact done.
Aesthetics,
for instance, has traditionally been the study of how to tell art from non-art
and, especially, how to tell great art from ordinary art. Its thrust is
negative, concerned primarily with catching undeserving candidates for the
honorific title of art and keeping such pretenders out. The sociology of art,
the empirical descendant of aesthetics, gives up trying to decide what should
and shouldn't be allowed to be called art, and instead describes what gets done
under that name. Part of its enterprise is exactly to see how that honorific
title--"art"--is fought over, what actions it justifies, and what
users of it can get away with. (See Becker 1982, pp. 131-64.)
Epistemology
has been a similarly negative discipline, mostly devoted to saying what you
shouldn't do if you want your activity to merit the title of science, and to
keeping unworthy pretenders from successfully appropriating it. The sociology
of science, the empirical descendant of epistemology, gives up trying to decide
what should and shouldn't count as science, and tells what people who claim to
be doing science do, how the term is fought over, and what people who win the
right to use it can get away with. (Latour 1987)
So:
this paper will not be another sermon on how we ought to do science, and what
we shouldn't be doing, and what evils will befall us if we do the forbidden
things. Rather, it will talk about how ethnographers have produced credible,
believable results, especially those results which have continued to command
respect and belief.
Such
an enterprise is, to be philosophical, quite Aristotelian, in line with the
program of the Poetics, which undertook not to legislate how a tragedy
ought to be constructed but rather to see what was true of tragedies which
successfully evoked pity and terror, producing catharsis. Epistemologists have
often pretended to such Aristotelian analysis, but more typically deliver
sermons.
Why Do We Think There's a Difference?
Two
circumstances seem likely to produce the alleged differences between
qualitative and quantitative epistemologists of social science make so much of.
One is that the two sorts of methods typically raise somewhat different
questions at the level of data, on the way to generalizations about social
life. Survey researchers use a variant of the experimental paradigm, looking
for numerical differences between two groups of people differing in interesting
ways along some dimension of activity or background. They want to find that
adolescents whose parents have jobs of a higher socioeconomic status are less
likely to engage in delinquency, or more likely, or whatever--a difference from
which they will then infer other differences in experience or possibilities
that will "explain" the delinquency. The argument consists of an
"explanation" of an act based on a logic of difference between groups
with different traits. (Cf. Abbott 1992.)
I
don't mean to oversimplify what goes on in such work. The working out of the
logic can be, and almost always is, much more complicated than this.
Researchers may be concerned with interaction effects, and with the way some
variables condition the relations between other variables, in all this striving
for a complex picture of the circumstances attending someone's participation in
delinquency.
Fieldworkers
usually want something quite different: a description of the organization of
delinquent activity, a description which makes sense of as much as possible of
what they have seen as they observed delinquent youth. Who are the people
involved in the act in question? What were their relations before, during, and
after the event? What are their relations to the people they victimize? To the
police? To the juvenile court? Fieldworkers are likewise interested in the
histories of events: how did this start? Then what happened? And then? And how
did all that eventually end up in a delinquent act or a delinquent career? And
how did this sequence of events depend on the organization of all this other
activity?
The
argument rests on the interdependence of a lot of more-or-less proved
statements. The point is not to prove, beyond doubt, the existence of
particular relationships so much as to describe a system of relationships, to
show how things hang together in a web of mutual influence or support or
interdependence or what-have-you, to describe the connections between the
specifics the ethnographer knows by virtue of "having been there."
(See the discussion in (Diesing 1971.) Being there
produces a strong belief that the varied events you have seen are all
connected, which is not unreasonable since what the fieldworker sees is not
variables or factors that need to be "related" but people doing
things together in ways that are manifestly connected. After all, it's the same
people and it's only our analysis that produces the abstract and discrete variables
which then have to be put back together. So fieldwork makes you aware of the
constructed character of "variables." (Which is not to say that we
should never talk variable talk.)
A
second difference which might account for the persistent feeling that the two
methods differ epistemologically is that the situations of data gathering
present fieldworkers, whether they seek it or not, with a lot of information,
whether they want it or not. If you do a survey, you know in advance all the
information you can acquire. There may be some surprises in the connections
between the items you measure, but there will not be any surprise data, things
you didn't ask about but were told anyway. A partial exception to this might be
the use of open-ended questions, but even such questions are usually not asked
in such a way as to encourage floods of unanticipated data suggesting new
variables. In fact, the actual workings of survey organizations discourage
interviewers from recording data not asked for on the forms. (Cf. Peneff 1988)
In
contrast, fieldworkers cannot insulate themselves from data. As long as they
are "in the field" they will see and hear things which ought to be
entered into their field notes. If they are conscientious, or experienced
enough to know that they had better, they put it all in, even what they think
may be useless, and keep on doing that until they know for sure that they will
never use data on certain subjects. They thus allow themselves to become aware
of things they had not anticipated which may have a bearing on their subject.
They expect to continually add variables and ideas to their models. In some
ways, that is the essence of the method.
Many Ethnographies
The
variety of things called ethnographic aren't all alike, and in fact may be at
odds with each other over epistemological details. In what follows, I will
concentrate on the older traditions (e.g., participant observation, broadly
construed, and unstructured interviewing) rather than the newer, more trendy
versions (e.g., hermeneutic readings of texts), even though the newer versions
are more insistent on the epistemological differences. What I have to say may
well be read by some as not the full defense of what
they do they would make. So be it. I'll leave it to less middle-of-the-road
types to say more. (I will however talk about "ethnographers" or
"fieldworkers" somewhat indiscriminately, lumping together people who
might prefer to kept separate.)
A
lot of energy is wasted hashing over philosophical details, which often have
little or nothing to do with what researchers actually do, so I'll concentrate
less on theoretical statements and more on the way researchers work these
positions out in practice. What researchers do usually reflects some
accommodation to the realities of social life, which affect them as much as any
other actor social scientists study, by constraining what they can do. Their
activity thus cannot be accounted for or explained fully by referring to
philosophical positions. (Cf. Platt, unpublished paper) In short, I'm describing
practical epistemology, how what we do affects the credibility of the
propositions we advance. In general, I think (not surprising anyone by so
doing) that the arguments advanced by qualitative researchers have a good deal
of validity, but not in the dogmatic and general way they are often proposed.
So I may pause here and there for a few snotty remarks on the excesses
ethnographers sometimes fall into.
A
few basic questions seem to lie at the heart of the debates about these
methods: Must we take account of the viewpoint of the social actor and, if we
must, how do we do it? And: how do we deal with the embeddedness
of all social action in the world of everyday life? And: how thick can we and
should we make our descriptions?
The Actor's Point of View: Accuracy
One
major point most ethnographers tout as a major epistemological advantage of
what they do is that it lets them grasp the point of view of the actor. This
satisfies what they regard as a crucial criterion of adequate social science.
"Taking the point of view of the other" is a wonderful example of the
variety of meanings methodological slogans acquire. For some, it has a kind of
religious or ethical significance: if we fail to do that we show disrespect for
the people we study. Another tendency goes further, finding fault with social
science which "speaks for" others, by giving summaries and
interpretations of their point of view. In this view, it is not enough to honor, respect, and allow for the actors' point of view.
One must also allow them to express it themselves.
For
others, me among them, this is a technical point best analyzed by Herbert Blumer (Blumer 1969): all social
scientists, implicitly or explicitly, attribute a point of view and
interpretations to the people whose actions we analyze. That is, we always
describe how they interpret the events they participate in, so the only
question is not whether we should, but how accurately we do it. We can find
out, not with perfect accuracy, but better than zero, what people think they
are doing, what meanings they give to the objects and events and people in
their lives and experience. We do that by talking to them, in formal or
informal interviews, in quick exchanges while we participate in and observe
their ordinary activities, and by watching and listening as they go about their
business; we can even do it by giving them questionnaires which let them say
what their meanings are or choose between meanings we give them as
possibilities. To anticipate a later point, the nearer we get to the conditions
in which they actually do attribute meanings to objects and events the more
accurate our descriptions of those meanings are likely to be.
Blumer argued that if we don't find out from people
what meanings they are actually giving to things, we will still talk about
those meanings. In that case, we will, of necessity, invent them, reasoning
that the people we are writing about must have meant this or that, or they
would not have done the things they did. But it is inevitably epistemologically
dangerous to guess at what could be observed directly. The danger is that we
will guess wrong, that what looks reasonable to us will not be what looked
reasonable to them. This happens all the time, largely because we are not those
people and do not live in their circumstances. We are thus likely to take the
easy way and attribute to them what we think we would feel in what we
understand to be their circumstances, as when students of teen-age behavior look at comparative rates of pregnancy, and the
correlates thereof, and decide what the people involved "must have
been" thinking in order to behave that way.
The
field of drug use, which overlaps the study of adolescence, is rife with such
errors of attribution. The most common meaning attributed to drug use is that
it is an "escape" from some sort of reality the drug user is said to
find oppressive or unbearable. Drug intoxication is conceived as an experience
in which all painful and unwanted aspects of reality recede into the background
so that they need not be dealt with. The drug user replaces reality with gaudy
dreams of splendor and ease, unproblematic pleasures,
perverse erotic thrills and fantasies. Reality, of course, is understood to be
lurking in the background, ready to kick the user in the ass the second he or
she comes down.
This
kind of imagery has a long literary history, probably stemming from De Quincey's Confessions of an English Opium Eater (De Quincey 1971). (A wonderful 19th century American version
is Fitz Hugh Ludlow's The Hashish Eater (
Such
descriptions of drug use are, as could be and has been found out by generations
of researchers who bothered to ask, pure fantasy on the part of the researchers
who publish them. The fantasies do not correspond to the experiences of users
or of those researchers who have made the experiments themselves. They are
concocted out of a kind of willful ignorance.
Misinterpretations
of people's experience and meanings are commonplace in studies of delinquency
and crime, of sexual behavior, and in general in
studies of behavior foreign to the experience and
life style of conventional academic researchers. Much of what anthropological
and ethnographic studies have brought to the understanding of the problems of
adolescence and growing up is the correction of such simple errors of fact,
replacing speculation with observation.
But
"don't make up what you could find out" hardly requires being
dignified as an epistemological or philosophical position. It is really not
much different from a more conventional, even positivist, understanding of
method (cf. Lieberson 1992), except in being even
more rigorous, requiring the verification of speculations that researchers will
not refrain from making. So the first point is that ethnography's epistemology,
in its insistence on investigating the viewpoint of those studied, is indeed
like that of other social scientists, just more rigorous and complete. (I find
it difficult, and don't try very hard, to avoid the irony of insisting that
qualitative research is typically more precise and rigorous than survey
research, ordinarily thought to have the edge with respect to those criteria.)
One
reason many researchers who would agree with this in principle nevertheless
avoid investigating actors' viewpoints is that the people we study often do not
give stable or consistent meanings to things, people, and events. They change
their minds frequently. Worse yet, they are often not sure what things do
mean; they make vague and woolly interpretations of events and people. It
follows from the previous argument that we ought to respect that confusion and
inability to be decisive by not giving things a more stable meaning than the
people involved do. But doing so makes the researcher's work more difficult,
since it is hard to describe, let alone measure, such a moving target.
An
excellent example of the instability of "native" meanings is given in
Bruno Latour's analysis of science. Conventionally,
social scientists accord a special status to the knowledge created by
scientists, treating it as better than conventional lay knowledge, as being
more warranted. Latour notes this paradox: scientists
themselves don't always regard science that way. Sometimes they do, treating a
result as definitive and "blackboxing" it.
But scientists often argue with each other, trying to keep others from putting
a result in a black box or, worse yet, opening black boxes everyone thought
were shut for good. His rule of method is: we should be as undecided as the
actors we study. If they think a conclusion, a finding or a theory is shaky,
controversial, or open to question, then we should too. And we should do that
even if what we are studying is an historical controversy whose outcome we now
know, even though the actors involved at the time couldn't. Conversely, if the
actors involved think the piece of science involved is beyond question, so
should we.
People
who write about science prescriptively--epistemologists--could avoid
misconstruing the ideas of those they study if they followed the simple rules
anthropologists have invented for themselves about fieldwork. It was once
thought good enough to visit your tribe for a month or two in the summer and to
get all your information from informants interviewed with the help of
translators. No one thinks that any more, and now there is a sort of minimum
standard--know the native language, stay a year to eighteen months, use some
sort of rudimentary sampling techniques. Applied to the study of science, these
rules would require that epistemologists learn the native language fully, not
just the High Church version trotted out on formal occasions but the language
of daily work as well, not just the views of "eminent scientists" and
those who speak for the science, but of the ordinary scientists who actually do
the work. Which is what Latour (1987) and the other
students of "shop floor practice" in science have done (and what Diesing (1971), an unusual epistemologist, did), and many
other sociologists of science did not.
Epistemologically,
then, qualitative methods insist that we should not invent the viewpoint of the
actor, and should only attribute to actors ideas about the world they actually
hold, if we want to understand their actions, reasons, and motives.
The Everyday World: Making Room for the Unanticipated
A
second point, similar to the emphasis on learning and understanding the
meanings people give to their world and experiences instead of making them up,
is an emphasis on the everyday world, everyday life, the quotidien.
This catch phrase appears frequently in ethnographic writing, often referring
to the ideas of Alfred Schutz. In Schutz's
writings ( e.g., Schutz 1962), and in the
elaborations of those ideas common among ethnomethodologists,
the everyday world typically refers to the taken-for-granted understandings
people share which make concerted action possible. In this, the idea resembles
the notion of culture one finds in Redfield (1941)--"shared understandings
made manifest in act and artifact"--and the
similar emphasis on shared meanings in Meadian
(George Herbert Mead, that is) thought as interpreted by Blumer.
The
general idea is that we act in the world on the basis of assumptions we never
inspect but just act on, secure in the belief that when we do others will react
as we expect them to. A version of this is the assumption that things look to
me as they would look to you if you were standing where I am standing. In this
view, "everyday understandings" refers not so much to the
understandings involved, say, in the analysis of a kinship system--that this is
the way one must behave to one's mother's brother's daughter, for instance--but
to the deep epistemological beliefs that undergird
all such shared ideas, the meta-analyses and ontologies
we are not ordinarily aware of that make social life possible.
Much
theoretical effort has been expended on this concept. I favor
a simpler, less controversial, more workaday interpretation, either as an
alternative or simply as a complement to these deep theoretical meanings. This
is the notion of the everyday world as the world people actually act in every
day, the ordinary world in which the things we are interested in understanding
actually go on. As opposed to what? As opposed to the simpler, less expensive,
less time-consuming world the social scientist constructs in order to gather
data efficiently, in which survey questionnaires are filled out and official
documents consulted as proxies for observation of the activities and events
those documents refer to.
Most
ethnographers think they are getting closer to the real thing than that, by
virtue of observing behavior in situ or at
least letting people tell about what happened to them in their own words.
Clearly, whenever a social scientist is present, the situation is not just what
it would have been without the social scientist. I suppose this applies even
when no one knows that the social scientist is a social scientist doing a
study. Another member of a cult who believes flying saucers from other planets
are about to land is, after all, one more member the cult would not have had
otherwise and, if the cult is small, that increase in numbers might affect what
the observer is there to study.
But,
given that the situation is never exactly what it would have been otherwise,
there are degrees of interference and influence. Ethnographers pride themselves
on seeing and hearing, more or less, what people would have done and said had
the observers not been there.
One
reason for supposing this to be true is that ethnographers observe people when
all the constraints of their ordinary social situation are operative. Consider
this comparatively. We typically assure people to whom we give a questionnaire
or who we interview that no one will ever know what they have said to us, or
which alternatives on the questionnaire they have chosen. (If we can't make
that assurance, we usually worry about the validity of the results.) This
insulates the people interviewed from the consequences they would suffer if
others knew their opinions. The insulation helps us discover people's private
thoughts, the things they keep from their fellows, which is often what we want
to know.
But
we should not jump from the expression of a private thought to the conclusion
that that thought determines the person's actions in the situation to which it
might be relevant. When we watch someone as they work in their usual work
setting or go to a political meeting in their neighborhood
or have dinner with their family--when we watch people do things in the places
they usually do them with the people they usually do them with--we cannot
insulate them from the consequences of their actions. On the contrary, they
have to take the rap for what they do, just as they ordinarily do in everyday
life. An example: when I was observing college undergraduates, I sometimes went
to classes with them. On one occasion, an instructor announced a surprise quiz
for which the student I was accompanying that day, a goofoff,
was totally unprepared. Sitting nearby, I could easily see him leaning over and
copying answers from someone he hoped knew more than he did. He was embarrassed
by my seeing him, but the embarrassment didn't stop him copying, because the
consequences of failing the test (this was at a time when flunking out of
school could lead to being drafted, and maybe being killed in combat) were a
lot worse than my potentially lowered opinion of him. He apologized and made
excuses later, but he did it. What would he have said about cheating on a
questionnaire or in an interview, out of the actual situation that had forced
him to that expedient?
Our
opinions or actions are not always regarded as inconsequential by people we
study. Social scientists who study schools and social agencies regularly find
that the personnel of those organizations think of research as some version of
the institutional evaluations they are constantly subject to, and take measures
to manipulate what will be discovered. Sometimes the people we find it easiest to
interview are on the outs with their local society or culture, hoping to escape
and looking to the ethnographer for help. But, though these exceptions to the
general point always need to be evaluated carefully, ethnographers typically
make this a major epistemological point: when they talk about what people do
they are talking about what they saw them do under the conditions in which they
usually do it, rather than making inferences from a more remote indicator such
as the answer to a question given in the privacy of a conversation with a
stranger. They are seeing the "real world" of everyday life, not some
version of it created at their urging and for their benefit, and this version,
they think, deserves to be treated as having greater truth value than the
potentially less accurate versions produced by other methods, whatever the
offsetting advantages of efficiency and decreased expense.
A
consequence of finding out about the details of everyday life is that many
events and actions turn out to have mundane explanations seldom accounted for
in our theories. A student in a fieldwork class I taught in
Full Description, Thick Description: Watching the
Margins
Ethnographers
pride themselves on providing dense, detailed descriptions of social life, the
kind Geertz (1974) has taught us to recognize as
"thick." Their pride often implies that the fuller the description,
the better, with no limit suggested. At an extreme, ethnographers talking of
reproducing the "lived experience" of others.
There
is something wrong with this on the face of it. The object of any description
is not to reproduce the object completely--why bother when we have the object
already?--but rather to pick out its relevant aspects, details which can be
abstracted from the totality of details that make it up so that we can answer
some questions we have. Social scientists, for instance, usually concentrate on
what can be described in words and numbers, and thus leave out all those
aspects of reality that use other senses, what can be seen and heard and
smelled. (How many monographs deal with the smell of what is being studied,
even when that is a necessary and interesting component, and when isn't it?)
(Cf. Becker 1986, pp. 121-35.)
Ethnographers
usually hail "advances" in method which allow the inclusion of
greater amounts of detail: photographs, audio recording, video recording. These
advances never move us very far toward the goal of full description; the full
reality is still a long way away. Even when we set up a video camera, it sits
in one place at a time, and some things cannot be seen from that vantage point;
adding more cameras does not alter the argument. Even such a small technical
matter as the focal length of the camera's lens makes a big difference: a long
lens provides close-up detail, but loses the context a wide-angle lens
provides.
So
full description is a will-of-the-wisp. But, that said, a fuller description is
preferable to, epistemologically more satisfying, than a skimpy description.
Why? Because, as with the argument about the actor's point of view, it lets us
talk with more assurance about things than if we have to make them up--and, to
repeat, few social scientists are sufficiently disciplined to refrain from
inventing interpretations and details they have not, in one way or another,
observed themselves. Take a simple example. We want to know if parents'
occupations affect the job choices adolescents make. We can ask them to write
down the parents' occupations on a line in a questionnaire; we can copy what
the parents have written down somewhere, perhaps on a school record; or we can
go to where the parents work and verify by our own observation that this one
teaches school, that one drives a bus, the other one writes copy in an
advertising agency.
Is
one of these better than another? Having the children write it down in a form
is better because it is cheap and efficient. Copying it from a record the
parents made might be better because the parents have better knowledge of what
they do and better language with which to express it than the children do.
Seeing for ourselves would still be open to question--maybe they are just
working there this week--but it leaves less room for slippage. We don't have to
worry about the child's ignorance or the parents' desire to inflate their
status. Epistemologically, I think, the observation which requires less
inference and fewer assumptions is more likely to be accurate, although the
accuracy so produced might not be worth bothering with.
A
better goal than "thickness"--one fieldworkers usually aim for--is
"breadth": trying to find out something about every topic the
research touches on, even tangentially. We want to know something about the neighborhood the juveniles we study live in, and the
schools they go to, and the police stations and jails they spend time in, and
dozens of other things. Fieldworkers pick up a lot of incidental information on
such matters in the course of their participation or lengthy interviewing but,
like quantitative researchers, they often use "available data" to get
some idea about them. They usually do that, however, with more than the usual skepticism.
It
is time to mention, briefly, the well-known issue of "official
statistics" or, put more generally, the necessity of looking into such
questions as why records are kept, who keeps them, and how those facts affect
what's in them. (None of this is news to historians, who would think of this
simply as a matter of seeing what criticisms the sources they use have to be
subjected to.) As Bittner and Garfinkel (1967) told
us years ago, organizations don't keep records so that social scientists can
have data but, rather, for their own purposes. This is obvious in the case of
adolescents, where we know that school attendance records are
"managed" in order to maximize state payments; behavioral
records slanted to justify actions taken toward "difficult" kids; and
test scores manipulated to justify tracking and sorting. Similarly, police
records are kept for police purposes, not for researchers' hypothesis testing.
Ethnographers
therefore typically treat data gathered by officials and others as data about
what those people did: police statistics as data about how police keep records
and what they do with them, data about school testing as data about what
schools and testers do rather than about student traits, and so on. That means
that ethnographers are typically very irreverent and this makes trouble.
It
makes trouble where other people don't share the irreverence, but take the
institution seriously on its own terms. Qualitative researchers are often,
though not necessarily, in a kind of antagonistic relationship to sources of
official data, who don't like to be treated as objects of study but want to be
believed (I have discussed this elsewhere (Becker 1967) under the heading of
the "hierarchy of credibility").
Coda
There's
not much more to say. Practitioners of qualitative and quantitative methods may
seem to have different philosophies of science, but they really just work in
different situations and ask different questions. The politics of social
science can seduce us into magnifying the differences. But it needn't, and
shouldn't.
Further Thoughts
After
the foregoing had been discussed at the conference, some people felt that there
were still unresolved questions that I ought to have dealt with. The questions
were ones that are often raised and my answers to them are not really
"answers," but rather responses which discuss the social settings in
which such questions are asked rather more than the questioners may have
anticipated.
One
question had to do with how one might combine what are sometimes called the
"two modalities," the qualitative and quantitative approaches to
social research. There is a little literature on this question, which generally
ends up suggesting a division of labor, in which
qualitative research generates hypotheses and quantitative research tests them.
This question is invariably raised, and this solution proposed, by quantitative
researchers, who seem to find it an immense problem, and never by qualitative
researchers, who often just go ahead and do it, not seeing any great problem,
in that following the lead of Robert E. Park, as I suggested in the paper.
Well,
why don't qualitative researchers think it's a problem? They don't think it's a
problem because they focus on questions to be answered, rather than procedures
to be followed. The logic of this is laid out in enormous detail in a book that
is not about sociology at all, George Polya's Mathematics
and Plausible Reasoning, (1954) in which he shows how one combines
information of all kinds in assessing the reasonableness of a conclusion or
idea.
And
how do researchers actually go about combining these different kinds of data?
This is not an easy matter to summarize briefly, because qualitative
researchers have been doing this for a very long time, and there are many
examples of it being done in many parts of the literature. Thomas Kuhn (1970)
noted that scientists learn their trade not by following abstract procedural
recipes, but rather by examining exemplars of work in their field commonly
regarded as well done. The best way to see how data of these various kinds can
be combined is to examine how they were combined in exemplary works. This was
obviously too large a task for the conference paper.
But
I will cite three well-known works, and suggest that analysis of the methods
used in them and in other such works be undertaken by those who want to see the
answer to the question. Horace Cayton and St. Clair
Drake's Black Metropolis (1945) is a monumental study of the black areas
of the South Side of Chicago in the late Thirties. It contains data of every
kind imaginable, some statistical, some observational, all pointed toward
answering questions about the organization of that community. Boys in White,
(1961) the study of medical students several of us conducted in the 1950s,
relied on observation and unstructured interviews to generate data, but
presented the results both in an ethnographic form and in simple tables which
were, somewhat to the surprise of qualitative zealots,
"quantitative," though we did not use any tests of significance, the
differences we pointed to being gross enough to make such tests an unnecessary
frill. Jane Mercer's Labeling the Mentally
Retarded (1973) is the nearest of these three to the standard combination
often recommended; she used community surveys, official records of several
kinds, as well as unstructured interviews, to arrive at her conclusions about
the social character of mental retardation.
A
second question dealt with "validity," noting that my paper did not
speak to that question, but instead talked (following the lead of Polya, already referred to) about credibility. Do I really
think that that's all there is to it, simply making a believable case? Isn't
there something else involved, namely, the degree to which one has measured or
observed the phenomenon one claims to be dealing with, as opposed to whether
two observers would reach the same result, which was one of the ways some
people interpreted my analysis of credibility.
We
come here to a difference that is really a matter not of logic or scientific
practice, but of professional organization, community, and culture. The
professional community in which quantitative work is done (and I believe this
is more true in psychology than in sociology) insists on asking questions about
reliability and validity, and makes acceptable answers to those questions the
touchstone of good work. But there are other professional communities for whose
workers those are not the major questions. Qualitative researchers, esepcially in sociology and anthropology, are more likely
to be concerned with the kinds of questions I raised in the body of my paper:
whether data are accurate, in the sense of being based on close observation of
what is being talked about or only on remote indicators; whether data are
precise, in the sense of being close to the thing discussed and thus being
ready to take account of matters not anticipated in the original formulation of
the problem; whether an analysis is full or broad, in the sense of knowing
about a wide range of matters that impinge on the question under study, rather
than just a relatively few variables. The paper contains a number of relevant
examples of these criteria.
Ordinarily,
scholarly communities do not wander into each other's territory, and so do not
have to answer to each other's criteria. Operating within the paradigm accepted
in their community, social scientists do what their colleagues find acceptable,
knowing that they will have to answer to their community for failures to adhere
to those standards. When, however, two (at least two, maybe more) scholarly
communities meet, as they did in this conference, the question arises as to
whose language the discussions will be conducted in, and what standards will be
invoked. It is my observation over the years that quantitative researchers
always want to know what answers qualitative researchers have to theirÊquestions about validity and reliability and
hypothesis testing. They do not discuss how they might answer the questions
qualitative researchers raise about accuracy and precision and breadth. In
other words, they want to assimilate what others do to their way of doing
business and make those other ways answer their questions. They want the discussion
to go on in their language and the standards of qualitative work translated
into the language they already use.
That
desire--can I say insistence?-- presumes a status differential: A can call B to
account for not answering A's questions properly, but B has no such obligation
to A. But this is a statement about social organization, not about
epistemology, about power in heirarchical systems,
not about logic. When, however, scholarly communities operate independently,
instead of being arranged in a heirarchy of power and
obligation, as is presently the case with respect to differing breeds of social
science, their members need not use the language of other groups; they use
their own language. The relations between the groups are lateral, not vertical,
to use a spatial metaphor. One community is not in a position to require that
the other use its language.
That
has to some extent happened in the social sciences, as the growth of social
science (note that this argument has a demographic base) made it possible for
sub-groups to constitute worlds of their own, with their own journals,
organizations, presidents, prizes, and all the other paraphernalia of a
scientific discipline.
Does
that mean that I'm reducing science to matters of demographic and political weight?
No, it means recognizing that this is one more version of a standard problem in
relations between culturally differing groups. To make that explicit, the
analogies to problems of translation between languages and cultures (neatly
analyzed, for instance, in Talal Asad's
paper, "The Concept of Cultural Translation in British Social
Anthropology" (Asad, 1986), are close. Superordinate groups in situations of cultural contact
(e.g., colonial situations) usually think everything should be translated so
that it makes sense in their language rather than being translated so
that the full cultural difference in the concepts in question are retained.
They are very often powerful enough, at least for a while, to require that that
be done.
This
problem of translation between culturally differeing
groups is what Kuhn called attention to in noting that when there is a
substantial paradigm difference, as in the case of a paradigm shift, the
languages in which scientific work is conducted cannot be tranlsated
into one another. If the groups are in fact independent, then there is a
translation problem and the same dynamic--the question, you might say, of whose
categories will be respected--comes into play.
So
what seem like quite reasonable requests for a little clarification are the
playing out of a familiar ritual, which occurs whenever quantitative workers in
education, psychology, and sociology decide that they will have to pay
attention to work of other kinds and then try to coopt
that work by making it answer to their criteria, criteria like reliability and
validity, rather than to the criteria I proposed, commonly used by qualitative
workers. I would say that I wasn't not dealing with validity, but was,
rather, dealing with something else that seems as fundamental to me as
validity does to others.
This
will all sound at odds with my fundamental belief, expressed in the paper, that
the two styles of work actually share the same, or a very similar,
epistemology. I do believe that's true. But I also think that some workers get
fixated on specific procedures (not the same thing as epistemology), act as I
have described with respect to those procedures, and have this same feeling
that other styles of work must be justified by reference to how they well they
accomplish what those procedures are supposed to accomplish.
Finally,
some people asked how one could tell good from bad or better from worse in
qualitative work. I've already suggested one answer in the criteria already
discussed. Work that is based on careful, close-up observation of a wide
variety of matters that bear on the question under investigation is better than
work which relies on inference and more remote kinds of observations. That's a
criterion. One reason Street Corner Society (Whyte,
1981) is widely recognized as a masterwork of social science research is that
it satisfies this criterion; William Foote Whyte knew
what he was talking about, he had observed the social organization he analyzed
in minute detail over a long time, and had looked not only at the interactions
of a few "corner" boys, but also at the operation of much larger
organizations in politics and crime, which impinged on the corner boys' lives.
But
something else needs to be said. Many people who are quick to recognize the
quality of Whyte's work or of Erving Goffman's studies of social organization, are just as quick
to say that this kind of thing can only be done by specially gifted people,
that only they can get these remarkable results and, thus, that the
methods they have used are not suitable for the development of a science. This
recognizes what must be recognized--quality that every one knows is
there--while marginalizing the enterprise that made that quality possible. Goffman was indeed a gifted social scientist, but his gifts
expressed themselves within a tradition of thinking and field work that
extended from Durkheim through Radcliffe-Brown to Lloyd Warner, as well as from
Simmel to Park to Hughes and Blumer.
The tradition made his work possible.
That
is, however, true of good work in every branch of social science, qualitative
or quantitative. Stanley Lieberson, for instance, is
a gifted quantitative researcher, but what makes his work outstanding is not
that he uses some particular method or that he follows approved procedures correctly,
but that he has imagination and can smell a good problem and find a good way to
study it. Which is to say that telling good from bad is not as simple as it
appears. It's easy enough to tell work that's done badly, and to tell how it
was done badly, and where it went off the track. But that in no way means that
it is possible, in any version of social science, to write down the recipe for
doing work of the highest quality, work that goes beyond mere craft. That's
another story. Physicists, who so many social scientists think to imitate, know
that. How come we don't?
So
these are matters that are deeper than they seem to be, in a variety of ways,
and mostly, I think, in organizational ways. I haven't, for reasons I hope to
have made clear, answered these questions as the people who asked them hoped.
I've explained things in my terms, and I guess they will have to do the
translating.
References
Abbott,
Andrew. "What do cases do? Some notes on activity in sociological
analysis." In What Is A Case? Exploring the Foundations of Social
Inquiry, ed. Charles C. Ragin and Howard S.
Becker. 53-82.
Asad, Talal. "The Concept
of Cultural Translation in British Social Anthropology." In Writing
Culture: The Poetics and Politics of Ethnography, ed. James Clifford
and George E. Marcus. 141-164.
Becker,
Howard S. "Whose Side Are We On?" Social Problems 14 (Winter
1967): 239-47.
________.
Art Worlds.
________.
Doing Things Together.
Becker,
Howard S., Blanche Geer,
Bittner,
Egon and Harold Garfinkel.
"ÔGood' Organizational Reasons for ÔBad' Organizational Records." In Studies in Ethnomethodology, ed. Harold Garfinkel.
Blumer, Herbert. Symbolic Interactionism.
Burroughs,
William. Naked Lunch.
De
Quincey, Thomas. Confessions of an English Opium
Eater. ed. Aletha Hayter.
Harmondsworth: Penguin, 1971.
Diesing, Paul. Patterns of Discovery in
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Drake,
St. Clair and Horace Cayton. Black Metropolis.
Geertz, Clifford. The Interpretation of Cultures.
Kuhn,
Thomas. The Structure of Scientific Revolutions. 2nd ed.,
Latour, Bruno. Science in Action.
Lieberson, Stanley. "Einstein, Renoir,
and Greeley: Some Thoughts About Evidence in Sociology." American
Sociological Review 57 (February 1992): 1-15.
Mercer,
Jane. Labeling the Mentally Retarded.
Peneff, Jean. "The Observers Observed: French
Survey Researchers at Work," Social Problems 35 (December, 1988):
520-535.
Platt,
Jennifer. "Theory and Practice in the Development of Sociological
Methodology." (unpublished paper):
Polya, George. Mathematics and Plausible Reasoning.
Princeton:
Redfield,
Robert. The Folk Culture of
Said,
Edward. Orientalism.
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Whyte, William Foote. Street Corner Society: The Social
Structure of an Italian Slum. 3rd ed.,
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